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ISITC Member Companies
Member Organizations
Asia
(ARDA) R.O.C Barclays Capital Asia Limited BienViet Securities JSC - CBV
www.cbv.vnA Vietnam Securities Firm BNP Paribas Securities Services
www.bnpparibas.comBrown Brothers Harriman Citibank., N.A., Hong Kong Datamatics Financial Services Limited
www.datamaticsoutsourcing.comDnB NOR Asset Management ASA
www.dnbnor.noDnB NOR is Norway's largest provider of mutual funds and discretionary asset management services. DnB NOR had pro forma assets of approximately USD 90 billion under active management at end July 2007. Financial Technologies Middle East
www.ft-me.comFinancial Technologies Middle East (FTME) is a leading technology enterprise delivering mission critical Straight-Through-Processing (STP) solutions comprising Domain Consulting, Technology Licensing and Business Process Outsourcing for the Exchanges and their Members. FTME is a 100% subsidiary of Financial Technologies (India) Limited, a market leader in providing technology solutions and services to the transactional financial services industry. FTME is a vertical specialist and a domain expert with proven experience in the field of transaction automation solutions and services for Equity, Currencies, Commodity and Derivatives markets. Our products cover all the stages of a Trade Life Cycle: - Pre-Trade, Trade and Post-Trade operations to deliver complete transaction automation. Our solutions support high transaction density by delivering performance, scalability, reliability and deployment flexibility. HCL Technologies
www.hcltech.comBPO serving for Investment Banking ISITC Asia Administrator Jardine Fleming Standard Chartered Bank State Street Bank and Trust Co, HK TCS
www.tcs.comWIPRO TECHNOLOGIES
Http://www.wipro.com
Europe
Aberdeen Asset Management
www.aberdeen-asset.comAsset Management ABN AMRO Bank N.V.
www.abnamro.comACE Software Solutions Inc.
www.acesw.comACE Software Solutions is a specialist provider of artificial intelligence-based solutions for several premier Financial Institutions in Europe, N. America and Asia. ACE has a range of sophisticated products for enterprise-wide Straight Through Processing (STP), Enterprise Application Integration (EAI), Anti-money Laundering (AML) and (Fax) Automation. Actuare Software ADP Wilco Ltd
www.wilco-int.comWilco is aninternational software house, specialising in financial services transaction processing and enterprise application integration. AIG Ivestments AtosEuronext
atoseuronext.netOne of the major provider in Europe of Trading-Clearing-Settlement-Custodian solutions to the capital markets. Baillie Gifford & Co. Bank of Ireland Securities Services Ltd. Baring Asset Management
barring-asset.comBlackRock International, Ltd.
www.blackrock.comBlackRock, Inc BT Radianz
www.radianz.comRadianz operates the largest secure financial services network in the world. Clients at over 10,000 locations internationally connect to the RadianzNet shared market infrastructure in order to access services delivered by over 125 different service providers within the financial community. Caisse des Depots et Consignations CAPITAL INTERNATIONAL S.A.
www.capgroup.comCapital International SA is a subsiduary of the Capital Group Companies, Inc. (CGC) CGC is member of the ISITC. CheckFree Corporation
www.checkfreesoftware.comCheckFree’s Applied Operational IntelligenceSM approach helps clients drive profitability and performance through a combination of innovative software, industry expertise and collaborative partnership. This approach is built on CheckFree's core competencies of reconciliation, exception management, transaction process management, corporate actions processing, payments processing, risk management and compliance. The Applied Operational Intelligence approach is expressly designed to manage risk and efficiency, while leveraging valuable 'operational intelligence' to achieve measurable return on investment. Citigroup Clearing & Settlement CLS Services Ltd.
http://www.cls-group.com/CLS Bank is a unique, independent financial institution that provides payment versus payment settlement for payment instructions arising from FX transactions in eligible currencies. The role of CLS Services is to provide effective operational and back-office support to CLS Bank and its affiliated companies. Cognizant Technology Solutions
www.cognizant.comGlobal IT services company with several clients in the global financial services marketplace Concise Group
www.concise.co.ukConcise works with Financial Institutions to deliver IT solutions that increase the responsiveness, flexibility and scalability of their business. Using Java and .NET the Concise approach combines 3rd-party products, and existing IT investments, with best of breed iterative and agile development practices. COR STP Solutions
http://www.cor-stps.com/COR STP Solutions (COR-STPS) is the leading provider of Straight-Through Processing solutions to the Investment Management industry, and is consistently the preferred choice of the largest investment organisations world-wide. COR-STPS' history and experience in producing the most effective STP results is unrivalled. Our solutions deliver the highest level of performance available today and consequently our clients repeatedly win benchmark awards for outstanding STP rates. COR-STPS' product suite, Salerio e2e (end-to-end), is the only fully integrated end-to-end solution available world-wide. Salerio e2e offers the greatest depth of functionality and can be implemented as a tactical or global solution. The flexibility of the product allows for the shortest implementation times, with the most pro-active approach to exception based management, with workflow and middleware delivered as standard. The business applications can automate "all or any" areas of the trade management cycle, including notification, confirmation, settlement and reconciliation. All Salerio e2e applications share a common technical platform, and can be run from a single screen, end-to-end, insulating the user from everything apart from exceptions. The application can be used by investment managers to improve their STP routes or by third party administrators to improve their services to clients. COR-STPS' close involvement in market practice groups means it is well placed to advise on new industry standards, such as ISO15022 messaging and OMGEO initiatives. COR-STPS' global presence with offices in London, New York, Boston and Singapore ensures that our award winning solutions can be truly tailored to suit individual needs. Corero
www.mondas.comCOR-STPS
www.cor-stps.comCOR STP Solutions (COR-STPS) is the leading provider of Straight-Through Processing solutions to the Investment Management industry, and is consistently the preferred choice of the largest investment organisations world-wide. COR-STPS' history and experience in producing the most effective STP results is unrivalled. Our solutions deliver the highest level of performance available today and consequently our clients repeatedly win benchmark awards for outstanding STP rates. COR-STPS' product suite, Salerio e2e (end-to-end), is the only fully integrated end-to-end solution available world-wide. Salerio e2e offers the greatest depth of functionality and can be implemented as a tactical or global solution. The flexibility of the product allows for the shortest implementation times, with the most pro-active approach to exception based management, with workflow and middleware delivered as standard. The business applications can automate "all or any" areas of the trade management cycle, including notification, confirmation, settlement and reconciliation. All Salerio e2e applications share a common technical platform, and can be run from a single screen, end-to-end, insulating the user from everything apart from exceptions. The application can be used by investment managers to improve their STP routes or by third party administrators to improve their services to clients. COR-STPS' close involvement in market practice groups means it is well placed to advise on new industry standards, such as ISO15022 messaging and OMGEO initiatives. COR-STPS' global presence with offices in London, New York, Boston and Singapore ensures that our award winning solutions can be truly tailored to suit individual needs. Cowell Consulting Limited Hugh Cowell set up Cowell Consulting in 1998 to offer project and business consultancy to London investment management firms. Cowell Consulting offers equivalent skills as other management consultancies: Strategy studies, Software package selection, Implementation of and developments around investment management packages, Collective fund operations, Current practice in STP, BUT without the difficulties that can be experienced when dealing with the variety of personalities and agendas met in large firms. Contact: hugh@cowellconsulting.co.uk Tel: (UK)0973 187825 01442 876 462 Credit Suisse Asset Management Cyka Limited Deutsche Bank Deutsche Bank AG London Dresdner Kleinwort DST International
www.dstinternational.comWith 19 offices and over 1500 staff globally, DSTi offers the most comprehensive suite of industrial strength solutions for the global investment management community. DSTi has over 700 clients worldwide. It’s front middle and back office functionality handles multi-currency portfolios for both institutional and retail markets. The suite of products can be used either as stand-alone applications or brought together in flexible combinations according to individual needs. DSTi’s Investment Accounting Solutions - A complete and fully integrated suite of rich accounting applications. DSTi’s Investment Data Solutions - Market-leading, real-time, active investment data management and applications integrated across the entire enterprise. DSTi’s Front Office Solutions - Real-time position keeping with a comprehensive and sophisticated investment data model & leading-edge messaging tools. DSTi’s Risk and Performance Solutions - Complete risk and performance management systems that are integrated, but also available separately with Fixed Income Attribution. DSTi’s Wealth Management Solutions - Cost-effective and highly sophisticated tools to manage private client needs. DSTi’s Wrap Solutions - A complete Wrap system that provides data access, aggregation and integration online for Independent Financial Advisors and Sponsors. DSTi deploys its solutions in several ways to suit each organisation’s IT infrastructure: · Managed Application Services - DSTi manages the day-to-day operational business processing as either: 1. Application Service Provider (ASP) – DSTi’s flexible service model can include all software and hardware. 2. Outsourcing Services – Systems can be sited within a client environment or remotely at secure, state-of-the-art DSTi data centres, including external information providers. Third Party Administrators (TPAs) – Specialist companies use DSTi Solutions to provide outsourced administration from front to back office. EMX Company Limited
www.emx.co.ukUsed by major fund managers and distributors, The EMX Message System is an electronic messaging system, moving data for the purchase, sale, valuation, reconciliation and settlement of funds. One set of data is keyed once making it faster, cheaper, safer and easier than moving data by phone, fax or paper. Euroclear European Credit Management Limited
www.europeancredit.comGoldman Sachs & Company Goldman Sachs Asset Mgt International HSBC Institutional Fund Services HSBC Investment Bank Plc IBM
www.ibm.com/solutionsInforalgo Information Technology
inforalgo.comInformation Mosaic
http://www.informationmosaic.comInformation Mosaic (IM) is a global provider of essential business applications to the Investment Services Industry covering a broad range of middle and back office functions. Customers include Global Custodians, Private Banks and International Investment Institutions across North America and Europe. Information Mosaic’s (IM) product suite , converg-e™ provides a fully integrated suite of middle and back office business applications required to meet the needs of the changing investment services industry. Core systems include trade order management, custody, client accounting and record keeping and client reporting. Part of this suite is a market leading corporate action management system, CAMA™. The converg-e™ suite of applications has been designed to achieve maximum levels of STP supporting industry standards such as SWIFT and FIX. ING GROEP NV
WWW.ING.COMbanking and Insurance Invesco Asset Management Investors Trust Europe
www.ibtco.comISITC Europe Secretariat JPMorgan Asset Mgemt Ltd. JPMorgan Worldwide Securities Service Kleinwort Benson Investment Management Kleinwort Benson Securities Ltd Lehman Brothers
lehman.comLiberty SA Linedata Services (UK) Ltd
www.linedata.comM&G Ltd
www.mandg.co.ukMellon
www.mellon.comMellon Financial Corporation is a global financial services company. Headquartered in the USA, Mellon is one of the world’s leading providers of financial services for institutions, corporations and high net worth individuals, providing institutional asset management, mutual funds, private wealth management, asset servicing, payment solutions and investor services, and treasury services. Mellon has more than $4.0 trillion in assets under management, administration or custody, including $729 billion under management. Its asset management companies include The Dreyfus Corporation and U.K.-based Newton Investment Management Limited. News and other information about Mellon are available at www.mellon.com. Misys Wholesale Banking
www.misys.comSoftware house providing STP solutions and applications for fund managers & custodians. Morgan Stanley Morgan Stanley & Co. International Ltd
www.morganstanley.comNatwest Investment Management Natwest Securities Natwest Stockbrokers Ltd New Era of Networks, Inc. (NEON)
www.neonsoft.comNomura International plc Northern Trust Company Omgeo
www.omgeo.comOmgeo LLC is the leading providor of complete global trade management services. A unique partnership between the securities industry's leading utility and the commercial sector, Omgeo is industry-backed and market-oriented. Through its integrated suite of Intelligent Trade Management Solutions SM, Omgeo helps clients move from traditional methods of trade processing to a single global workflow solution for trade management. Omgeo provides clients with a managed transition to a new and more efficient way of processing trades and reducing risk and costs while safeguarding existing technology investments. Omgeo is a joint venture company owned equally by The Depository Trust & Clearing Corporation (DTCC) and Thomson Financial. For additional information, please visit www.omgeo.com. Paribas Asset Management Patni Computer Systems Ltd
www.patni.comPatni is a global IT Services provider with revenues in excess of $327 million in 2004. Over 10,000 professionals service clients across diverse industries, from 26 sales offices and multiple offshore development centers across 8 cities in India. As industry leaders, we introduced Offshore Development Centers, and pioneered 'follow the sun' development and support frameworks. Perpetual Investment Management
www.perpetual.co.ukPeter Evans & Associates Ltd
www.peterevans.comPeter Evans provides leading-edge software solutions that optimise business performance in the securities and investement industries. Through our team of experienced market practitioners, we supply high-quality, technologically advanced products, to integrate into customers' existing infrastructure, with a view to building long-term, mutually beneficial relationships. Peter Evans offers a wide range of solutions supporting end-to-end STP processing for clearing and settlement, stockbroking, custody, nominee accounting and corporate action processing. Pioneer Investment Management Limited
www.pioneerinvestments.comPrinceton Financial Systems (UK)Ltd RBC Dexia Investor Services RBS Financial Markets
www.rbsmarkets.comRDUG - Administrator S.W.I.F.T. Sc Sapient
www.sapient.comSchroder Inv. Man. Ltd. SmartStream Technologies Ltd
www.smartstream-stp.comThe Global Leader for Transaction Lifecycle Management solutions Eliminating the barriers to STP through the delivery of integrated, enterprise wide, real time, Transaction Lifecycle Management solutions State Street
www.statestreet.comState Street Investment Manager Solutions Europe Limited Symtec Solutions Ltd. T Rowe Price International
www.troweprice.comT. Rowe Price
www.troweprice.comT. Rowe Price is an investment management firm offering individuals and institutions around the world an exceptional combination of investment management excellence, world-class service and guidance. Telekurs Financial
www.telekurs.co.ukTest Account - Re Nigel Solkhon
www.ntrs.comThe Bank of New York The Depository Trust & Clearing Corporation (DTCC) Thomson Reuters
http://thomsonreuters.com/TLX Trading Network Ltd.
www.tradinglinx.comToldy Ltd (ISITC IT Group Facilitator Trace Financial Ltd
www.traceplc.co.ukTradepoint Stock Exchange UBS Global Asset Management (UK) Ltd. UBS Investment Bank
WWW.ubsw.comVERMEG
www.vermeg.comVermeg provides advanced application software solutions for front, middle and back office operations of asset managers and custodians In existence since 1994, Vermeg has over 60 clients in 15 countries. West LB AG Western Asset Global Management Ltd Worldinvest Ltd.
Japan
ABIC Co.,LTD. ABN AMRO Securities CAPITAL INTERNATIONAL K.K. Chase Manhattan Bank Chase Trust & Banking Co., Ltd.(Japan) Citibank N.A. Cititrust and Banking Corporation CityNetworks (Japan) Co. Ltd. Credit Suisse Asset Management Limited Credit Suisse Trust & Banking Co., lTd. CSK CORPORATION Dai-Ichi Kangyo Asset Management Co., Ltd. Daiwa SB Investment Management Co., Ltd. DAIWA SECURITIES CO. LTD. Daiwa Securities SB Capital Markets Co. Ltd. Deutsche Bank AG, Tokyo Branch Deutsche Securities Limited, Tokyo Branch Fidelity Investments Japan Limited Fuji Bank, Limited FUJI Investment Management Co.,Ltd. Fujitsu Ltd. HITACHI,Ltd. Information Systems Division HSBC Securities Japan Limited Indossuez W.I. Carr Securities Limited Information Services International-Dentsu Ltd. INVESCO Asset Management (Japan) Limited J.P. Morgan Securities Asia Pte. Limited JAPAN BOND SETTLEMENT NETWORK CO., LTD Japan Securities Clearing Corporation Japan Securities Dealers Association Japan Securities Depository Center Jardine Fleming Investment Trust and Advisory Company Limited Merrill Lynch Japan Incorporated Merrill Lynch Mercury Asset Management Japan Limited Morgan Stanley Asset & Investment Trust Management Co.,Limited Morgan Stanley Japan Ltd. NEC Corporation NEC Planning Research, Ltd. Nihon Unisys, Ltd. Nikkei QUICK Information Technolojy Nikko Asset Management Co.,Ltd. Nikko Business Systems Nikko Salomon Smith Barney Limited NIPPON LIFE INSURANCE COMPANY Nippon Steel Corporation Nippon Trust Bank Ltd. Nissei Asset Management Corporation NOMURA ASSET MANAGEMENT CO.,LTD. NTT Data Communications Systems Corp. Osaka Securities Exchange Partners Asset Management Co., Ltd. QUICK Corp. S.W.I.F.T. Japan Sumitomo Life Investment Co., Ltd. The Bank of Tokyo-Mitsubishi, Ltd. The Chuo Trust & Banking Co., Ltd. The Dai-ichi Kangyo Bank, Ltd. The Dai-ichi Kangyo Fuji Trust & Banking Co., Ltd. The Daiwa Bank Ltd. The Fuji Bank, Ltd. The Hongkong and Shanghai Banking Corporation Limited The Industrial Bank of Japan, Ltd. The Mitsubishi Trust and Banking Corporation The Mitsui Trust & Banking Co., Ltd. The Nomura Securities Co.,Ltd. The Nomura Trust and Banking Co., Ltd. The Sumitomo Bank, Ltd. The Sumitomo Trust & Banking Co., Ltd. The Toyo Trust and Banking Co., Ltd. Thomson Corporation KK Tokyo Stock Exchange XNET
North America
40|86 Advisors
www.4086.comAlliance Bernstein L.P.
www.alliancebernstein.comAQR Capital Management AQR Capital Management Ascend Consulting
www.ascendconsult.comOVERVIEW ASCEND HELPS YOU REACH NEW HEIGHTS OF BUSINESS SUCCESS Ascend is a consulting company that designs, develops, and delivers technology solutions that are directly aligned with your business goals. Our deep understanding of both business processes and information technology enables us to successfully translate your business vision into a finished technology solution for competitive advantage. Our elite team of experts, relationship-focused engagement model, and unique Catapult™ methodology allow Ascend to significantly reduce your business risk while optimizing your use of technology for business advantage. We deliver high-quality, best-of-breed, competitive solutions while reducing development time and expense. Clients include Fortune 1000 and divisions of global companies with critical, revenue-dependent business initiatives and complex IT infrastructures. Barclays Capital, Inc.
www.barclayscapital.comBlackRock, Inc
www.blackrock.comBlackRock, Inc.
www.blackrock.comBloomberg L.P.
www.blooomberg.comThe New York-based company employs more than 10,000 people in over 135 offices around the world. Bloomberg is about information: accessing it, reporting it, analyzing it and distributing it, faster and more accurately than any other organization. The BLOOMBERG PROFESSIONAL® service, the core product of Bloomberg, is the fastest-growing real-time financial information network in the world. Bloomberg Tradebook BNP Paribas Sec Corp BNY Clearing Services LLC BNY Mellon
www.bnymellon.com/The Bank is on One Wall Street BNY Mellon Brandes Investment Partners L.P.
www.brandes.comBrook Path Partners, Inc.
http://www.brookpath.comBrook Path Partners is a consulting firm focused on optimizing our clients' front, middle and back office operations across all asset classes. We assist our customers with analysis of business requirements, identification of process improvement opportunities, selection of vendor solutions and project management. Brook Path Partners has extensive experience with implementing the FIX, FpML and ISO standards and process automation. Our clients include investment managers, broker/dealers, custodians and service and solution providers. Brown Brothers Harriman Capital Group Companies, Inc. Citadel Securities LLC
http://www.citadelgroup.com/Citco Fund Services
www.citco.comCiti Citibank
sherida.sinanan@citi.comCitibank, N.A.
www.tti.comClay Finlay, Inc. CLS-Bank International
www.cls-group.comCLS-Bank International is a NY based special purpose bank and the banking arm for the CLS-Group and the CLS settlement system. CLS is the global continuous linked settlement system that eliminates pricipal and temporal risk in Foreign Exchange transactions. CLS provides simultaneous settlement of both legs in FX. Besides risk elimination CLS improves STP, operational efficiency and FX costs structure. CLS system includes a specially designed service for the fund managers and custodians to cater for their FX needs in cross border transactions. Credit Suisse CUSIP Global Services Deutsche Bank
www.db.comBroker/ Dealer Electra Information Systems, Inc.
www.electrainfo.comThe Electra Information Systems Advanced Custodian Trade Notification System (ACTioN) automates the generation and transmission of securities trade notification messages from investment managers to custodian banks. The Securities Transaction and Asset Reconciliation System (STaARS) automates the reconciliation of securities holdings, transactions and cash between the books and records of an investment manager and its custodian banks. The Custodian Data Collection Service (RecCollect) eliminates the hassle of collecting statements of holdings and transactions from custodian banks. Together, STaARS and RecCollect provide one seamless solution for automating the investment manager to custodian reconciliation process. EquiLend LLC
www.equilend.comEquiLend Holdings LLC ("EquiLend Holdings") was established in May of 2001 by 10 major securities borrowers and lenders. Following the recent approval of the application of its subsidiary EquiLend LLC ("EquiLend") for registration as a broker-dealer, EquiLend's primary goal is to operate a standards-based global equity borrowing and lending platform intended to streamline the trading, processing, and monitoring of securities lending transactions. The net benefits to participants in this platform may include significant efficiency gains, and the reduction of risks and costs associated with mismatched and failed transactions. At a macro level, the securities borrowing and lending platform developed by EquiLend seeks to rationalize and simplify the large numbers of point-to-point connections between borrowers and lenders, using the Securities Lending Markup Language (SLML) Standard. The goal of the platform is to transform the communication links and transaction pathways away from multiple "one to one" relationships towards a single "one to many" relationship. eSecLending
www.eseclending.comWe are primarily a securities lending agent that is licensed as a trust bank. Evare
www.evare.comFidelity Investments Financial Information Inc.
www.fiinet.comFor more than 90 years, FII has been the premier provider of financial information to the securities industry. FII serves banks, brokerage firms, mutual funds and money managers throughout the United States and Canada. Financial Information, Inc.
www.fiinet.comVendor Fiserv
www.fiserv.comFiserv develops, markets and supports software applications that are used by financial institutions to process more than two-thirds of the 10 billion Automated Clearing House transactions in the United States. The division also provides reconciliation, financial messaging, compliance and electronic billing and statement software to thousands of organizations across the globe. FIX Franklin Templeton Investments Goldman Sachs & Company, BD Goldman Sachs Asset Management, IM Grantham, Mayo, Van Otterloo & Co. LLC
www.gmo.comHarvard Management Company Headstrong
www.headstrong.comHSBC Securities (USA) Inc iBase Solutions Limited IBM
http://www.ibm.comIBM Impendium Systems
http://www.impendiumsystems.com/Impendium Systems is a solution provider that specializes in Operations solutions for Treasury and Capital Markets across multiple product classes. The company benefits from a strong and experienced team of business professionals with proven ability and credibility in the Capital Markets and Treasury environments. Using proven Microsoft technology the company provides Capital Markets and Treasury Organizations end user solutions that deliver real financial savings and improvements to control. These applications can either be used on demand over the web with no software installation required or in house via a traditional software license agreement. Our aim is to provide the following benefits to our customers with minimum disruption to their Organization; • Cost reductions and improved revenue recovery • Improved control • Transparent Reporting • Quick ROI • Compliant to Internal and Regulatory requirements as standard Individual Membership Information Mosaic
www.informationmosaic.comInformation Mosaic is a leading provider of modern middle and back office solutions offering global support from one location in the investment services industry. Interactive Data Corp.
http://www.ftinteractivedata.com/07company_info/about_us/index.shtmlInteractive Data Pricing and Reference Data provides global securities pricing, evaluations and reference data designed to support financial institutions’ and investment funds' pricing activities, securities operations, research and portfolio management. Interactive Data Pricing and Reference Data collects, edits, maintains and delivers data on more than 3.5 million securities, including daily evaluations for approximately 2.5 million fixed income and international equity issues. Interactive Data Pricing and Reference Data specializes in ‘hard-to-get’ information from emerging markets and evaluates many ‘hard-to value’ instruments. Evaluated pricing is provided in the U.S. through Interactive Data Pricing and Reference Data, Inc. and internationally through Interactive Data (Europe) Ltd. and Interactive Data (Australia) Pty Ltd.. Invest Technology Group, Inc.
http://www.itg.com/about/overview_business.phpInvestment Technology Group, Inc., is a specialized agency brokerage and technology firm with vast experience spanning the entire investment process. From pre-trade analysis, to order management, trade execution and post-trade operations, we develop innovative technologies that help our clients navigate trading complexities, enhance performance, and solve critical business problems. Investors Bank & Trust Company
www.ibtco.comInvestors Bank & Trust Company provides global full service securities custody and accounting for registered investment companies. Investors was rated "overall best global custodian" for the second consecutive year in 2003 by Global Investor Magazine. ISDA J.P. Morgan
http://www.jpmorgan.com/tss/General/Global_Custody/1114735387821Extensive experience, comprehensive products and innovative technology J.P. Morgan takes a solution-based approach to custody, helping clients maximize processing efficiency within a robust, controlled, automated and information-rich environment. With offices in each region of the world and a network of subcustodians covering more than 90 markets, we help clients meet the challenges of cross-border investing and actively promote global standards for efficiency and risk management. Innovation: J.P. Morgan is an innovative leader, using automation and technology to achieve straight-through-processing and other benefits for our clients. Comprehensive suite of products: Through 25 regional technology, operational and customer service centers, J.P. Morgan provides a full range of custody and securities servicing products across all time zones. Client service focus: Clients benefit not only from the knowledge base of our 10,000-strong custody professionals, but also from the quality of service J.P. Morgan provides. We analyze trends, manage inquiries and recommend services to enhance clients’ performance. Online reporting, transaction initiation and market information: Clients receive accurate and detailed information on an intraday basis through the JPMorgan ACCESSSM Web portal. Our Market Intelligence database provides detailed, up-to-date information about global securities markets, including risk characteristics and operating procedures. Client benefits: Access to JPMorgan’s end-to-end capabilities, including investment banking and treasury services Processing efficiency Support for a wide range of asset classes and investment strategies In-market expertise and global capabilities Jordan & Jordan
www.jandj.comJordan & Jordan is a management and information technology consulting firm specializing in the financial services industry. From strategic direction to project deployment, our highly experienced consultants assist our clients by taking a practical approach toward meeting their challenges such as evaluating business alternatives, reengineering internal processes or selecting suitable technology solutions. At Jordan & Jordan, the demands on any given project are carefully matched with the domain expertise and skills of our professional consultants, to ensure each project’s success and that our clients receive the full benefit of our deep experience and industry knowledge. Our client roster includes buy and sell-side firms, information vendors, industry associations, as well as international stock and futures exchanges. Jordan & Jordan has offices in New York, Chicago, London and Singapore. JP Morgan Asset Management Legg Mason, Inc. Liquidnet Inc.
www.Liquidnet.comLoomis, Sayles & Company, L.P Market Resolve LLC
www.marketresolve.comManagement Consulting Permanent and Temporary Staff Recruiting Software Sales Mellon Capital Management Corporation MFS Investment Management Middle Office Solutions, LLC. Misys International Banking Systems
www.crossmar.comCrossMar provides services to facilitate the financial markets and STP. Some of these are for price discovery and trading, other specifically support STP. CrossMar Automated Reconciliation Service offers both sophisticated matching and investigation tools, coupled with outsourced data collection services. The investment manager can then focus on the "breaks" and exceptions immediately with little system and data operational headache. Morgan Stanley Munder Capital Management
www.munder.comNorthern Trust Company Nuveen Investments
www.nuveen.comOlmstead Associates, Inc.
www.olmst.comBoston based Olmstead Associates, Inc. bridges the gap between business and technology for buy-side firms by providing business analysis consulting and training services. We provide subject matter experts who grew up in the securities industry and can hit the ground running on any systems application project. We support all pre-trade, trade and post-trade processes; including internal and external STP initiatives. Our services include project management, workflow and process improvement analysis, writing business specifications for systems development, selecting and implementing vendor packages and providing application test planning and execution. In addition, we deliver standard and custom versions of our Understanding The Securities Industry training class for many of the top industry and technology firms. We also provide development methodology and skills training classes that focus on business analysis and software quality assurance. We have been in business for over 8 years, and our top clients are investment firms such as Fidelity, Putnam, Liberty Funds, Fleet Investment Advisors, Mellon Private Asset Management, Stein Roe (Chicago) and Aliance Capital (NYC) and Wacovia (Charlott) and custody banks such as State Street, Mellon, IBT and BBH. We have over 50 staff and an extensive network of independent consultants to draw upon. Omgeo
www.omgeo.comOmgeo LLC is the leading provider of complete global trade management services. A unique partnership between the securities industry's leading utility and the commercial sector, Omgeo is industry-backed and market-oriented. Through its integrated suite of intelligent trade management solutions, Omgeo helps clients move from traditional methods of trade processing to a single global workflow solution for trade management. Omgeo provides clients with a managed transition to a new and more efficient way of processing trades and reducing risk and costs while safeguarding existing technology investments. Omgeo is a joint venture company owned equally by The Depository Trust & Clearing Corporation (DTCC) and Thomson Financial. OppenheimerFunds Payden & Rygel PNC Global Investment Servicing
www.pfpc.comPrinceton Financial Systems, Inc.
www.pfs.comPrinceton Financial® Systems (PFS), a State Street Company is a leading provider of investment accounting, investment compliance, data management, and reporting solutions to the global investment industry. Our solutions are used worldwide by over 430 leading investment managers, custodians, insurance companies, pension funds, hedge funds, and banks, that manage combined total assets of over $5 trillion in more than 40 countries. More than $3 trillion AUM worldwide are monitored with PFS' award winning investment compliance solution MIG21 powered by its LawCards® suite of rule libraries for global compliance. PFS, headquartered in Princeton, NJ has offices located throughout the United States, Canada, Australia, Singapore, United Kingdom, the Netherlands, Luxembourg, France, Germany and Switzerland. Professional Management Associates Progress Software
http://www.progress.comProgress Software provides application infrastructure software for the development, deployment, integration and management of business applications. Our goal is to maximize the benefits of information technology, while minimizing its complexity and total cost of ownership. Progress Artix Data Services reduces the risk of transaction failure and cuts financial messaging development and maintenance time by up to 50% using pre-built and maintained standards libraries for SWIFT MT and MX, FpML, ISO 20022, SEPA, FIX and 37 others. Prudential Investment Management RBC Dexia Investor Services
www.rbc.comRedBlack Software
www.RedBlackSoftware.comRedBlack Software is a product development company focused on allocation, rebalance and trade order management software. Russell Investment Group
www.russell.comS.W.I.F.T.(US) Inc Security Capital Brokerage, Inc.
www.securitycapital.netSecurity Capital is a regional minority-owned institutional equity brokerage providing securities brokerage, trading and related financial services to individual, professional managers, corporations and municipalities. SmartStream Technologies,Inc.
www.smartstream-stp.comAbout SmartStream Technologies SmartStream Technologies is the undisputed market leading provider of Transaction Management solutions. The company has a 37% market share and over 1,100 clients globally, including 75 of the world’s top 100 banks. SmartStream has experienced explosive growth over the last four years in its banking and investment management markets and has now grown to become the third largest private software company in Europe. By delivering state of the art software, implementation and global 24x7 support services, SmartStream is uniquely positioned to respond to the demands of its clients for increased efficiency and reduced operational risk. SmartStream Technologies delivers fully integrated, multi-product solutions that enable enterprise wide Transaction Lifecycle Management, from trade inception to settlement in a single scalable platform, all within the framework of its overriding STP Control Architecture. SmartStream’s product portfolio includes solutions for: · Reconciliations · Business Process Management (BPM) · Business Activity Monitoring (BAM) · Corporate Actions · Exception Management · Financial Messaging · Trade Process Management for Investment Managers, Broker/Dealers and Custodians · Enterprise Application Integration (EAI) SmartStream’s solutions are SWIFTReady Gold accredited and universally regarded as Best of Breed. Their flexible design enables deployment across the full range of financial institutions. The company is headquartered in the UK with over 450 staff globally and direct operations in London, Bristol, Paris, Vienna, Zurich, Brussels, Frankfurt, Madrid, Milan, New York, Princeton, Phoenix, Singapore, Beijing, Sydney and Mumbai. For further information please visit - www.smartstream-stp.com SS&C Technologies
www.ssctech.comStandard and Poor's
www.cusip.comThe Standard and Poor's CUSIP Service Bureau (CUSIP) is the originator of the standard nine character CUSIP number and descriptive system that is endorsed and used by the securities industry. CUSIP numbers and decriptions are a copyright and trademark of the American Bankers Association. Standard and Poor's together with Telekur's AG also jointly produce the ISIDPlus Master Service (International Securities Identification Directory) that contains, CUSIP, CINS, ISIN (International Securities Identification Number) and cross reference to over twenty National Numbering Agencies for more than 450,000 international securities. State Street (Custodian) State Street Global Advisors
www.ssga.comSTW Fixed Income Management Syntel Inc.
http://www.syntelinc.com/A global information technology services and Knowledge Process Outsourcing (KPO) company to Global 2000 companies in the financial services, healthcare, life sciences, insurance, manufacturing, automotive, retail, telecom and other industries. T. Rowe Price Associates, Inc. Tata Consultancy Services
www.tcs.comTCS offers a wide range of IT services, outsourcing and business solutions globally. TCS Finacial Solutions (TATA) Telekurs (USA) Inc
www.tkusa.comTelekurs USA Inc is a subsidairy of Telekurs Financial.Telekurs Financial was founded by Swiss Banks in 1930. As a leader in its field, Telekurs Financial specializes in the procurement, processing and distribution of international financial information for investment advisory services, portfolio management, financial analysis and securities administration. Containing over 2 million financial instruments, the database of structured, encoded securities information maintained by Telekurs Financial and its 20 global offices is unparalleled throughout the world in terms of both depth and data coverage. The Asset Managers Forum
www.theassetmanager.comThe Asset Managers Forum the “Forum”) was formed, in cooperation with The Securities Industry and Financial Markets Association, by a group of securities processing professionals affiliated with various asset management firms. The Forum is a response to a long-standing need on the Street; namely, the opportunity for sellside and buyside operations professionals to jointly pursue the development of mutual industry-wide securities processing or operations projects and enhancements. The primary mission of the Forum is to give the buyside a unified voice in addressing major securities operations, accounting, legal and regulatory compliance, and market practices initiatives. In addition to its advocacy role, the Forum offers its members a range of services and activities that are designed to assist them in the strategic development and day to day running of their operations. The Boston Company Asset Management, LLC The Depository Trust & Clearing Corporation
www.dtcc.comThe Depository Trust & Clearing Corp.(DTCC) is the world's largest securities depository. DTCC is a national clearing house for the settlement of securities trades and performs securities custody-related services for its participating banks and broker-dealers. DTCC is owned by members of the financial industry and by their representatives who are its users. It is a limited purpose trust company organized under the New York Banking Law, as well as a clearing agency registered with the Securities and Exchange Commission, and is a member of the Federal Reserve System. The World Bank Group TIAA-CREF - Teachers Insurance and Annuity Association - College Retirement Equities Fund
www.tiaa-cref.orgTowerGroup UBS Global Asset Management (Americas) Inc. UBS Investment Bank
www.ubs.comUnion Bank N.A. uuu
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www.vanquard.comWellington Management Co., LLP Wells Fargo Bank NA Western Asset Management Co. XSP
www.xsp.comXSP is the leading provider of Corporate Actions automation software for the global financial services industry. Accredited with the SWIFTReady label, the XSP™ platform is ISO 15022 compliant and proven to mitigate the operational risks and costs associated with Corporate Actions processing. This leading-edge solution features an extensive workflow module and robust data management tools. XSP’s web-based eTRAN and ISO messaging modules automate the client notification and response capture and reconciliation of elections on complex Corporate Actions events. The XSP Entitlement Management module completes the Corporate Actions processing lifecycle for true end-to-end STP. With over 60 global clients, the XSP software is the most widely-implemented Corporate Actions solution in the world. For more information, please visit us at www.xsp.com.